Compliance

The Compliance Team is dedicated to assisting small, medium and large companies wishing to structure and implement a compliance program from the outset, always observing the pillars that the programs must contain, in accordance with the Brazilian or other applicable legislation. Thus, the Team provides expert advice in all phases of the program implementation: from the risk assessment phase according to the activities performed by each company, elaboration of a Code of Conduct, step-by-step structuring for its implementation, training and communication of the program, implementation of a reporting channel, among others.

For the clients who already have a compliance program in place and wish to improve it, the Team works on the elaboration of new policies and procedures; the proposition of mechanisms of internal control and risk management; the monitoring and the internal audition of compliance programs to attest its practical efficiency; the planning of the program's communication; the support on the conduct of internal investigations; among others, all in accordance with the best national and international compliance practices.

Our professionals also have expertise in performing Third Party Integrity Due Diligence, as well as Due Diligence in the context of corporate transactions (mergers, acquisitions, among others) to identify compliance risks and propose any mitigating measures.

The Compliance area maintains a direct interface with the corporate area of the firm to advise on corporate governance matters involving compliance issues.